Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TREIER, SANDRO
Chinese Name of Relevant Individual
HKMA Registration Number
AF2364
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
21 Aug 2013
Is an Executive Officer? (Yes / No)
Yes
Capacity
MANAGING DIRECTOR SENIOR ADVISOR
Remarks
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
21 Aug 2013
Is an Executive Officer? (Yes / No)
Yes
Capacity
MANAGING DIRECTOR SENIOR ADVISOR
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK JULIUS BAER & CO. LTD.
SFC CE number
AUR302
Business Address
39/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 21 Sep 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 21 Sep 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Aug 2013 - 20 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
21 Aug 2013 - 20 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
14 May 2013 - 19 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Aug 2011 - 19 Jul 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TREIER, SANDRO
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF2364
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
21 Aug 2013
Yes
MANAGING DIRECTOR SENIOR ADVISOR
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
21 Aug 2013
Yes
MANAGING DIRECTOR SENIOR ADVISOR
Name of Registered Institution
SFC CE number
Business Address
BANK JULIUS BAER & CO. LTD.
AUR302
39/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2364
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
Since 21 Sep 2023
Yes
AF2364
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
Since 21 Sep 2023
Yes
AF2364
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
21 Aug 2013 - 20 Sep 2023
No
AF2364
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
21 Aug 2013 - 20 Sep 2023
No
AF2364
LGT BANK AG
Type 4: advising on securities
14 May 2013 - 19 Jul 2013
No
AF2364
LGT BANK AG
Type 1: dealing in securities
10 Aug 2011 - 19 Jul 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.