Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAI, JOEY WING SZE
Chinese Name of Relevant Individual
黎詠詩
HKMA Registration Number
AF2377
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Feb 2017 - 31 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 4: advising on securities
Effective Period
13 Feb 2017 - 31 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BSI LTD
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jun 2015 - 08 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BSI LTD
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jun 2015 - 08 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
14 May 2013 - 02 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Aug 2011 - 02 May 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAI, JOEY WING SZE
:
Chinese Name of Relevant Individual
黎詠詩
:
HKMA Registration Number
AF2377
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2377
UNION BANCAIRE PRIVÉE, UBP SA
Type 1: dealing in securities
13 Feb 2017 - 31 Dec 2021
No
AF2377
UNION BANCAIRE PRIVÉE, UBP SA
Type 4: advising on securities
13 Feb 2017 - 31 Dec 2021
No
AF2377
BSI LTD
Type 1: dealing in securities
16 Jun 2015 - 08 Feb 2017
No
AF2377
BSI LTD
Type 4: advising on securities
16 Jun 2015 - 08 Feb 2017
No
AF2377
LGT BANK AG
Type 4: advising on securities
14 May 2013 - 02 May 2014
No
AF2377
LGT BANK AG
Type 1: dealing in securities
10 Aug 2011 - 02 May 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.