Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
KLAUS, KARL-HEINZ
Chinese Name of Relevant Individual

HKMA Registration Number
AF2379
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
02 Feb 2007
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF PRIVATE BANKING, HONG KONG AND MEMBER OF EXECUTIVE BOARD ASIA PACIFIC
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
First date of engagement
19 Aug 2016
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF PRIVATE BANKING, HONG KONG AND MEMBER OF EXECUTIVE BOARD ASIA PACIFIC
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
First date of engagement
02 Feb 2007
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF PRIVATE BANKING, HONG KONG AND MEMBER OF EXECUTIVE BOARD ASIA PACIFIC
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
First date of engagement
19 Aug 2016
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF PRIVATE BANKING, HONG KONG AND MEMBER OF EXECUTIVE BOARD ASIA PACIFIC
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
KLAUS, KARL-HEINZ
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF2379
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
LGT BANK AG
Type 1: dealing in securities
02 Feb 2007
Yes
HEAD OF PRIVATE BANKING, HONG KONG AND MEMBER OF EXECUTIVE BOARD ASIA PACIFIC
LGT BANK AG
Type 2: dealing in futures contracts
19 Aug 2016
Yes
HEAD OF PRIVATE BANKING, HONG KONG AND MEMBER OF EXECUTIVE BOARD ASIA PACIFIC
LGT BANK AG
Type 4: advising on securities
02 Feb 2007
Yes
HEAD OF PRIVATE BANKING, HONG KONG AND MEMBER OF EXECUTIVE BOARD ASIA PACIFIC
LGT BANK AG
Type 5: advising on futures contracts
19 Aug 2016
Yes
HEAD OF PRIVATE BANKING, HONG KONG AND MEMBER OF EXECUTIVE BOARD ASIA PACIFIC