Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HUA, ANDREW SIR
Chinese Name of Relevant Individual
HKMA Registration Number
AF2382
Other HKMA Registration Number(s)
AD2488
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
17 Jun 2014 - 30 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
17 Jun 2014 - 30 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Aug 2011 - 30 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
10 Aug 2011 - 30 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 9: asset management
Effective Period
17 Feb 2016 - 29 Oct 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 9: asset management
Effective Period
28 Sep 2011 - 16 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Feb 2007 - 15 Oct 2010
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HUA, ANDREW SIR
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF2382
:
Other HKMA Registration Number(s)
AD2488
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2382
LGT BANK AG
Type 2: dealing in futures contracts
17 Jun 2014 - 30 Oct 2025
No
AF2382
LGT BANK AG
Type 5: advising on futures contracts
17 Jun 2014 - 30 Oct 2025
No
AF2382
LGT BANK AG
Type 1: dealing in securities
10 Aug 2011 - 30 Oct 2025
No
AF2382
LGT BANK AG
Type 4: advising on securities
10 Aug 2011 - 30 Oct 2025
No
AF2382
LGT BANK AG
Type 9: asset management
17 Feb 2016 - 29 Oct 2025
Yes
AF2382
LGT BANK AG
Type 9: asset management
28 Sep 2011 - 16 Feb 2016
No
AD2488
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
02 Feb 2007 - 15 Oct 2010
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.