Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CORRY, STEPHEN ALEXANDER
Chinese Name of Relevant Individual
HKMA Registration Number
AF2386
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
28 May 2014 - 13 Dec 2017
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
28 May 2014 - 13 Dec 2017
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Aug 2011 - 13 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
10 Aug 2011 - 13 Dec 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CORRY, STEPHEN ALEXANDER
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF2386
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2386
LGT BANK AG
Type 2: dealing in futures contracts
28 May 2014 - 13 Dec 2017
Yes
AF2386
LGT BANK AG
Type 5: advising on futures contracts
28 May 2014 - 13 Dec 2017
Yes
AF2386
LGT BANK AG
Type 1: dealing in securities
10 Aug 2011 - 13 Dec 2017
No
AF2386
LGT BANK AG
Type 4: advising on securities
10 Aug 2011 - 13 Dec 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.