Register of Securities Staff of AIs

Last updated on 18/06/2026

Name of Relevant Individual

CHUNG, WAI YAN KELLY

Chinese Name of Relevant Individual

HKMA Registration Number

AF2387

Current Registration

Not Applicable

Business Address

Conditions

Registration History

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

HKMA Registration Number

A

Registered Institution

LGT BANK AG

Regulated Activity

Type 1: dealing in securities

Effective Period

11 Nov 2014 - 26 Feb 2016

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

LGT BANK AG

Regulated Activity

Type 2: dealing in futures contracts

Effective Period

11 Nov 2014 - 26 Feb 2016

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

LGT BANK AG

Regulated Activity

Type 4: advising on securities

Effective Period

11 Nov 2014 - 26 Feb 2016

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

LGT BANK AG

Regulated Activity

Type 5: advising on futures contracts

Effective Period

11 Nov 2014 - 26 Feb 2016

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

LGT BANK AG

Regulated Activity

Type 9: asset management

Effective Period

11 Nov 2014 - 26 Feb 2016

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

LGT BANK AG

Regulated Activity

Type 2: dealing in futures contracts

Effective Period

14 Jun 2014 - 06 Nov 2014

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

LGT BANK AG

Regulated Activity

Type 5: advising on futures contracts

Effective Period

14 Jun 2014 - 06 Nov 2014

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

LGT BANK AG

Regulated Activity

Type 1: dealing in securities

Effective Period

10 Aug 2011 - 06 Nov 2014

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

LGT BANK AG

Regulated Activity

Type 4: advising on securities

Effective Period

10 Aug 2011 - 06 Nov 2014

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

LGT BANK AG

Regulated Activity

Type 9: asset management

Effective Period

10 Aug 2011 - 06 Nov 2014

Is an Executive Officer? (Yes / No)

No

Records: 1-10 of 10

Public Disciplinary Actions

:

Name of Relevant Individual

CHUNG, WAI YAN KELLY

:

Chinese Name of Relevant Individual

:

HKMA Registration Number

AF2387

Not Applicable

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

AF2387

LGT BANK AG

Type 1: dealing in securities

11 Nov 2014 - 26 Feb 2016

No

AF2387

LGT BANK AG

Type 2: dealing in futures contracts

11 Nov 2014 - 26 Feb 2016

No

AF2387

LGT BANK AG

Type 4: advising on securities

11 Nov 2014 - 26 Feb 2016

No

AF2387

LGT BANK AG

Type 5: advising on futures contracts

11 Nov 2014 - 26 Feb 2016

No

AF2387

LGT BANK AG

Type 9: asset management

11 Nov 2014 - 26 Feb 2016

No

AF2387

LGT BANK AG

Type 2: dealing in futures contracts

14 Jun 2014 - 06 Nov 2014

No

AF2387

LGT BANK AG

Type 5: advising on futures contracts

14 Jun 2014 - 06 Nov 2014

No

AF2387

LGT BANK AG

Type 1: dealing in securities

10 Aug 2011 - 06 Nov 2014

No

AF2387

LGT BANK AG

Type 4: advising on securities

10 Aug 2011 - 06 Nov 2014

No

AF2387

LGT BANK AG

Type 9: asset management

10 Aug 2011 - 06 Nov 2014

No