Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHENG, IVAN
Chinese Name of Relevant Individual
HKMA Registration Number
AF2390
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
15 Jan 2009
Is an Executive Officer? (Yes / No)
No
Capacity
CO-HEAD OF ADVISORY SOLUTIONS GROUP, APAC
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
First date of engagement
18 Nov 2014
Is an Executive Officer? (Yes / No)
No
Capacity
CO-HEAD OF ADVISORY SOLUTIONS GROUP, APAC
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
First date of engagement
15 Jan 2009
Is an Executive Officer? (Yes / No)
Yes
Capacity
CO-HEAD OF ADVISORY SOLUTIONS GROUP, APAC
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
First date of engagement
18 Nov 2014
Is an Executive Officer? (Yes / No)
Yes
Capacity
CO-HEAD OF ADVISORY SOLUTIONS GROUP, APAC
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
LGT BANK AG
SFC CE number
AWF529
Business Address
SUITE 4203, TWO EXCHANGE SQUARE, 8 CONNAUGHT PLACE, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
Since 21 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
Since 30 Mar 2026
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
Since 12 Oct 2018
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 10 Aug 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
12 Oct 2018 - 20 Apr 2026
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
10 Aug 2011 - 29 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
18 Nov 2014 - 11 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
18 Nov 2014 - 11 Oct 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHENG, IVAN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF2390
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
LGT BANK AG
Type 1: dealing in securities
15 Jan 2009
No
CO-HEAD OF ADVISORY SOLUTIONS GROUP, APAC
LGT BANK AG
Type 2: dealing in futures contracts
18 Nov 2014
No
CO-HEAD OF ADVISORY SOLUTIONS GROUP, APAC
LGT BANK AG
Type 4: advising on securities
15 Jan 2009
Yes
CO-HEAD OF ADVISORY SOLUTIONS GROUP, APAC
LGT BANK AG
Type 5: advising on futures contracts
18 Nov 2014
Yes
CO-HEAD OF ADVISORY SOLUTIONS GROUP, APAC
Name of Registered Institution
SFC CE number
Business Address
LGT BANK AG
AWF529
SUITE 4203, TWO EXCHANGE SQUARE, 8 CONNAUGHT PLACE, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2390
LGT BANK AG
Type 2: dealing in futures contracts
Since 21 Apr 2026
No
AF2390
LGT BANK AG
Type 4: advising on securities
Since 30 Mar 2026
Yes
AF2390
LGT BANK AG
Type 5: advising on futures contracts
Since 12 Oct 2018
Yes
AF2390
LGT BANK AG
Type 1: dealing in securities
Since 10 Aug 2011
No
AF2390
LGT BANK AG
Type 2: dealing in futures contracts
12 Oct 2018 - 20 Apr 2026
Yes
AF2390
LGT BANK AG
Type 4: advising on securities
10 Aug 2011 - 29 Mar 2026
No
AF2390
LGT BANK AG
Type 2: dealing in futures contracts
18 Nov 2014 - 11 Oct 2018
No
AF2390
LGT BANK AG
Type 5: advising on futures contracts
18 Nov 2014 - 11 Oct 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
