Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, ZOONG YEE ALLEN
Chinese Name of Relevant Individual
HKMA Registration Number
AF2395
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Nov 2014 - 30 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
15 Nov 2014 - 30 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
15 Nov 2014 - 30 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
15 Nov 2014 - 30 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
27 Jun 2014 - 12 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
27 Jun 2014 - 12 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Aug 2011 - 12 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
10 Aug 2011 - 12 Nov 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, ZOONG YEE ALLEN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF2395
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2395
LGT BANK AG
Type 1: dealing in securities
15 Nov 2014 - 30 Jun 2024
No
AF2395
LGT BANK AG
Type 2: dealing in futures contracts
15 Nov 2014 - 30 Jun 2024
No
AF2395
LGT BANK AG
Type 4: advising on securities
15 Nov 2014 - 30 Jun 2024
No
AF2395
LGT BANK AG
Type 5: advising on futures contracts
15 Nov 2014 - 30 Jun 2024
No
AF2395
LGT BANK AG
Type 2: dealing in futures contracts
27 Jun 2014 - 12 Nov 2014
No
AF2395
LGT BANK AG
Type 5: advising on futures contracts
27 Jun 2014 - 12 Nov 2014
No
AF2395
LGT BANK AG
Type 1: dealing in securities
10 Aug 2011 - 12 Nov 2014
No
AF2395
LGT BANK AG
Type 4: advising on securities
10 Aug 2011 - 12 Nov 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.