Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
BECK, ALEXANDER WOLFGANG
Chinese Name of Relevant Individual
HKMA Registration Number
AF2397
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
19 Dec 2025
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF TRADING & TREASURY APAC
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
First date of engagement
19 Dec 2025
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF TRADING & TREASURY APAC
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
LGT BANK AG
SFC CE number
AWF529
Business Address
SUITE 4203, TWO EXCHANGE SQUARE, 8 CONNAUGHT PLACE, HONG KONG.
Conditions
Registered Institution
Effective Date
Description
1
Registered Institution
LGT BANK AG
Effective Date
19 Dec 2025
Description
For Types 1 and 2 regulated activities, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of LGT BANK AG not subject to a similar condition.
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 19 Dec 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
Since 19 Dec 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
16 Jun 2014 - 12 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
16 Jun 2014 - 12 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Aug 2011 - 12 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
10 Aug 2011 - 12 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 9: asset management
Effective Period
10 Aug 2011 - 11 Dec 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
BECK, ALEXANDER WOLFGANG
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF2397
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
LGT BANK AG
Type 1: dealing in securities
19 Dec 2025
Yes
HEAD OF TRADING & TREASURY APAC
LGT BANK AG
Type 2: dealing in futures contracts
19 Dec 2025
Yes
HEAD OF TRADING & TREASURY APAC
Name of Registered Institution
SFC CE number
Business Address
LGT BANK AG
AWF529
SUITE 4203, TWO EXCHANGE SQUARE, 8 CONNAUGHT PLACE, HONG KONG.
Registered Institution
Effective Date
Description
LGT BANK AG
1
19 Dec 2025
For Types 1 and 2 regulated activities, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of LGT BANK AG not subject to a similar condition.
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2397
LGT BANK AG
Type 1: dealing in securities
Since 19 Dec 2025
Yes
AF2397
LGT BANK AG
Type 2: dealing in futures contracts
Since 19 Dec 2025
Yes
AF2397
LGT BANK AG
Type 2: dealing in futures contracts
16 Jun 2014 - 12 Jul 2021
No
AF2397
LGT BANK AG
Type 5: advising on futures contracts
16 Jun 2014 - 12 Jul 2021
No
AF2397
LGT BANK AG
Type 1: dealing in securities
10 Aug 2011 - 12 Jul 2021
No
AF2397
LGT BANK AG
Type 4: advising on securities
10 Aug 2011 - 12 Jul 2021
No
AF2397
LGT BANK AG
Type 9: asset management
10 Aug 2011 - 11 Dec 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.