Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAN, SU-LIN DENISE
Chinese Name of Relevant Individual
HKMA Registration Number
AF2405
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Nov 2015 - 19 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
16 Nov 2015 - 19 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Aug 2015 - 02 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
25 Aug 2015 - 02 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jun 2015 - 19 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jun 2015 - 19 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Mar 2015 - 22 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
18 Mar 2015 - 22 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jan 2015 - 01 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jan 2015 - 01 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Nov 2014 - 07 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
04 Nov 2014 - 07 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Sep 2014 - 26 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
22 Sep 2014 - 26 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Aug 2014 - 22 Aug 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 48
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAN, SU-LIN DENISE
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF2405
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2405
BARCLAYS BANK PLC
Type 1: dealing in securities
16 Nov 2015 - 19 Nov 2015
No
AF2405
BARCLAYS BANK PLC
Type 4: advising on securities
16 Nov 2015 - 19 Nov 2015
No
AF2405
BARCLAYS BANK PLC
Type 1: dealing in securities
25 Aug 2015 - 02 Sep 2015
No
AF2405
BARCLAYS BANK PLC
Type 4: advising on securities
25 Aug 2015 - 02 Sep 2015
No
AF2405
BARCLAYS BANK PLC
Type 1: dealing in securities
16 Jun 2015 - 19 Jun 2015
No
AF2405
BARCLAYS BANK PLC
Type 4: advising on securities
16 Jun 2015 - 19 Jun 2015
No
AF2405
BARCLAYS BANK PLC
Type 1: dealing in securities
18 Mar 2015 - 22 Mar 2015
No
AF2405
BARCLAYS BANK PLC
Type 4: advising on securities
18 Mar 2015 - 22 Mar 2015
No
AF2405
BARCLAYS BANK PLC
Type 1: dealing in securities
27 Jan 2015 - 01 Feb 2015
No
AF2405
BARCLAYS BANK PLC
Type 4: advising on securities
27 Jan 2015 - 01 Feb 2015
No
AF2405
BARCLAYS BANK PLC
Type 1: dealing in securities
04 Nov 2014 - 07 Nov 2014
No
AF2405
BARCLAYS BANK PLC
Type 4: advising on securities
04 Nov 2014 - 07 Nov 2014
No
AF2405
BARCLAYS BANK PLC
Type 1: dealing in securities
22 Sep 2014 - 26 Sep 2014
No
AF2405
BARCLAYS BANK PLC
Type 4: advising on securities
22 Sep 2014 - 26 Sep 2014
No
AF2405
BARCLAYS BANK PLC
Type 1: dealing in securities
21 Aug 2014 - 22 Aug 2014
No
AF2405
BARCLAYS BANK PLC
Type 4: advising on securities
21 Aug 2014 - 22 Aug 2014
No
AF2405
BARCLAYS BANK PLC
Type 1: dealing in securities
13 May 2014 - 16 May 2014
No
AF2405
BARCLAYS BANK PLC
Type 4: advising on securities
13 May 2014 - 16 May 2014
No
AF2405
BARCLAYS BANK PLC
Type 1: dealing in securities
09 Apr 2014 - 11 Apr 2014
No
AF2405
BARCLAYS BANK PLC
Type 4: advising on securities
09 Apr 2014 - 11 Apr 2014
No
AF2405
BARCLAYS BANK PLC
Type 1: dealing in securities
22 Jan 2014 - 24 Jan 2014
No
AF2405
BARCLAYS BANK PLC
Type 4: advising on securities
22 Jan 2014 - 24 Jan 2014
No
AF2405
BARCLAYS BANK PLC
Type 1: dealing in securities
13 Nov 2013 - 15 Nov 2013
No
AF2405
BARCLAYS BANK PLC
Type 4: advising on securities
13 Nov 2013 - 15 Nov 2013
No
AF2405
BARCLAYS BANK PLC
Type 1: dealing in securities
28 Aug 2013 - 30 Aug 2013
No
AF2405
BARCLAYS BANK PLC
Type 4: advising on securities
28 Aug 2013 - 30 Aug 2013
No
AF2405
BARCLAYS BANK PLC
Type 1: dealing in securities
24 Jun 2013 - 25 Jun 2013
No
AF2405
BARCLAYS BANK PLC
Type 4: advising on securities
24 Jun 2013 - 25 Jun 2013
No
AF2405
BARCLAYS BANK PLC
Type 1: dealing in securities
17 Mar 2013 - 19 Mar 2013
No
AF2405
BARCLAYS BANK PLC
Type 4: advising on securities
17 Mar 2013 - 19 Mar 2013
No
AF2405
BARCLAYS BANK PLC
Type 1: dealing in securities
26 Nov 2012 - 28 Nov 2012
No
AF2405
BARCLAYS BANK PLC
Type 4: advising on securities
26 Nov 2012 - 28 Nov 2012
No
AF2405
BARCLAYS BANK PLC
Type 1: dealing in securities
05 Nov 2012 - 06 Nov 2012
No
AF2405
BARCLAYS BANK PLC
Type 4: advising on securities
05 Nov 2012 - 06 Nov 2012
No
AF2405
BARCLAYS BANK PLC
Type 1: dealing in securities
12 Sep 2012 - 14 Sep 2012
No
AF2405
BARCLAYS BANK PLC
Type 4: advising on securities
12 Sep 2012 - 14 Sep 2012
No
AF2405
BARCLAYS BANK PLC
Type 1: dealing in securities
28 May 2012 - 29 May 2012
No
AF2405
BARCLAYS BANK PLC
Type 4: advising on securities
28 May 2012 - 29 May 2012
No
AF2405
BARCLAYS BANK PLC
Type 1: dealing in securities
26 Mar 2012 - 28 Mar 2012
No
AF2405
BARCLAYS BANK PLC
Type 4: advising on securities
26 Mar 2012 - 28 Mar 2012
No
AF2405
BARCLAYS BANK PLC
Type 1: dealing in securities
06 Feb 2012 - 09 Feb 2012
No
AF2405
BARCLAYS BANK PLC
Type 4: advising on securities
06 Feb 2012 - 09 Feb 2012
No
AF2405
BARCLAYS BANK PLC
Type 1: dealing in securities
31 Oct 2011 - 02 Nov 2011
No
AF2405
BARCLAYS BANK PLC
Type 4: advising on securities
31 Oct 2011 - 02 Nov 2011
No
AF2405
BARCLAYS BANK PLC
Type 1: dealing in securities
17 Aug 2011 - 19 Aug 2011
No
AF2405
BARCLAYS BANK PLC
Type 4: advising on securities
17 Aug 2011 - 19 Aug 2011
No
AF2405
BARCLAYS BANK PLC
Type 1: dealing in securities
10 Aug 2011 - 12 Aug 2011
No
AF2405
BARCLAYS BANK PLC
Type 4: advising on securities
10 Aug 2011 - 12 Aug 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.