Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HON, SIU LAM
Chinese Name of Relevant Individual
韓肇楠
HKMA Registration Number
AF2408
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jan 2020 - 03 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jan 2020 - 03 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Mar 2018 - 31 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
28 Mar 2018 - 31 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Aug 2011 - 23 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
10 Aug 2011 - 23 Jul 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HON, SIU LAM
:
Chinese Name of Relevant Individual
韓肇楠
:
HKMA Registration Number
AF2408
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2408
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
08 Jan 2020 - 03 Apr 2022
No
AF2408
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
08 Jan 2020 - 03 Apr 2022
No
AF2408
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
28 Mar 2018 - 31 Mar 2019
No
AF2408
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
28 Mar 2018 - 31 Mar 2019
No
AF2408
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
10 Aug 2011 - 23 Jul 2016
No
AF2408
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
10 Aug 2011 - 23 Jul 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.