Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, TAK WING
Chinese Name of Relevant Individual
黃德榮
HKMA Registration Number
AF2415
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jul 2023 - 03 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jul 2023 - 03 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PUBLIC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 May 2022 - 31 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
22 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Aug 2015 - 04 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Aug 2015 - 04 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 May 2015 - 28 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 May 2015 - 28 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jan 2015 - 15 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jan 2015 - 15 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PUBLIC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Aug 2011 - 25 Oct 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, TAK WING
:
Chinese Name of Relevant Individual
黃德榮
:
HKMA Registration Number
AF2415
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2415
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
28 Jul 2023 - 03 Aug 2023
No
AF2415
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
28 Jul 2023 - 03 Aug 2023
No
AF2415
PUBLIC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
17 May 2022 - 31 Mar 2023
No
AF2415
HANG SENG BANK, LIMITED
Type 1: dealing in securities
22 Nov 2021
No
AF2415
HANG SENG BANK, LIMITED
Type 4: advising on securities
22 Nov 2021
No
AF2415
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
22 Nov 2021
No
AF2415
CHONG HING BANK LIMITED
Type 1: dealing in securities
12 Aug 2015 - 04 Oct 2016
No
AF2415
CHONG HING BANK LIMITED
Type 4: advising on securities
12 Aug 2015 - 04 Oct 2016
No
AF2415
DAH SING BANK, LIMITED
Type 1: dealing in securities
29 May 2015 - 28 Jun 2015
No
AF2415
DAH SING BANK, LIMITED
Type 4: advising on securities
29 May 2015 - 28 Jun 2015
No
AF2415
CHONG HING BANK LIMITED
Type 1: dealing in securities
21 Jan 2015 - 15 May 2015
No
AF2415
CHONG HING BANK LIMITED
Type 4: advising on securities
21 Jan 2015 - 15 May 2015
No
AF2415
PUBLIC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Aug 2011 - 25 Oct 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.