Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, VICKY
Chinese Name of Relevant Individual
HKMA Registration Number
AF2417
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
16 Jun 2014 - 30 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
16 Jun 2014 - 30 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
14 May 2013 - 30 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Aug 2011 - 30 Sep 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, VICKY
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF2417
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2417
LGT BANK AG
Type 2: dealing in futures contracts
16 Jun 2014 - 30 Sep 2019
No
AF2417
LGT BANK AG
Type 5: advising on futures contracts
16 Jun 2014 - 30 Sep 2019
No
AF2417
LGT BANK AG
Type 4: advising on securities
14 May 2013 - 30 Sep 2019
No
AF2417
LGT BANK AG
Type 1: dealing in securities
11 Aug 2011 - 30 Sep 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.