Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, MEI YU
Chinese Name of Relevant Individual
劉美如
HKMA Registration Number
AF2422
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jun 2023 - 28 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jun 2023 - 28 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jun 2023 - 28 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jun 2023 - 28 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Apr 2019 - 28 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Apr 2019 - 28 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
09 Apr 2019 - 28 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Sep 2018 - 21 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Sep 2018 - 21 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2015 - 30 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Sep 2015 - 30 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Aug 2011 - 19 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Aug 2011 - 19 Aug 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, MEI YU
:
Chinese Name of Relevant Individual
劉美如
:
HKMA Registration Number
AF2422
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2422
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
28 Jun 2023 - 28 Oct 2024
No
AF2422
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
28 Jun 2023 - 28 Oct 2024
No
AF2422
CITIBANK, N.A.
Type 1: dealing in securities
28 Jun 2023 - 28 Oct 2024
No
AF2422
CITIBANK, N.A.
Type 4: advising on securities
28 Jun 2023 - 28 Oct 2024
No
AF2422
HANG SENG BANK, LIMITED
Type 1: dealing in securities
09 Apr 2019 - 28 Jun 2020
No
AF2422
HANG SENG BANK, LIMITED
Type 4: advising on securities
09 Apr 2019 - 28 Jun 2020
No
AF2422
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
09 Apr 2019 - 28 Jun 2020
No
AF2422
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
13 Sep 2018 - 21 Feb 2019
No
AF2422
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
13 Sep 2018 - 21 Feb 2019
No
AF2422
DAH SING BANK, LIMITED
Type 1: dealing in securities
30 Sep 2015 - 30 Aug 2017
No
AF2422
DAH SING BANK, LIMITED
Type 4: advising on securities
30 Sep 2015 - 30 Aug 2017
No
AF2422
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Aug 2011 - 19 Aug 2015
No
AF2422
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Aug 2011 - 19 Aug 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
