Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LI, SHULU
Chinese Name of Relevant Individual

李書路
HKMA Registration Number
AF2432
Other HKMA Registration Number(s)
AE3813
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
31 Oct 2018
Is an Executive Officer? (Yes / No)
No
Capacity
BUSINESS DEVELOPER WM
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
31 Oct 2018
Is an Executive Officer? (Yes / No)
No
Capacity
BUSINESS DEVELOPER WM
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LI, SHULU
:
Chinese Name of Relevant Individual
李書路
:
HKMA Registration Number
AF2432
:
Other HKMA Registration Number(s)
AE3813
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
31 Oct 2018
No
BUSINESS DEVELOPER WM
UBS AG
Type 4: advising on securities
31 Oct 2018
No
BUSINESS DEVELOPER WM