Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LING, SZE WING DIANA
Chinese Name of Relevant Individual

凌思穎
HKMA Registration Number
AF2437
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
13 Aug 2011
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT ADVISOR WM
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
08 Mar 2014
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT ADVISOR WM
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LING, SZE WING DIANA
:
Chinese Name of Relevant Individual
凌思穎
:
HKMA Registration Number
AF2437
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
13 Aug 2011
No
CLIENT ADVISOR WM
UBS AG
Type 4: advising on securities
08 Mar 2014
No
CLIENT ADVISOR WM