Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SHANG, ZHIFENG
Chinese Name of Relevant Individual
商志峰
HKMA Registration Number
AF2443
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Aug 2019 - 28 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
06 Aug 2019 - 28 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Aug 2017 - 01 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
22 Aug 2017 - 01 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Sep 2016 - 03 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Aug 2011 - 03 Aug 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SHANG, ZHIFENG
:
Chinese Name of Relevant Individual
商志峰
:
HKMA Registration Number
AF2443
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2443
INDUSTRIAL BANK CO., LTD.
Type 1: dealing in securities
06 Aug 2019 - 28 Feb 2022
No
AF2443
INDUSTRIAL BANK CO., LTD.
Type 4: advising on securities
06 Aug 2019 - 28 Feb 2022
No
AF2443
CHINA MINSHENG BANKING CORP., LTD.
Type 1: dealing in securities
22 Aug 2017 - 01 Jun 2019
No
AF2443
CHINA MINSHENG BANKING CORP., LTD.
Type 4: advising on securities
22 Aug 2017 - 01 Jun 2019
No
AF2443
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
02 Sep 2016 - 03 Aug 2017
No
AF2443
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
13 Aug 2011 - 03 Aug 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.