Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
HO, WAI YAN JOANNE
Chinese Name of Relevant Individual

何慧欣
HKMA Registration Number
AF2449
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
First date of engagement
13 Aug 2011
Is an Executive Officer? (Yes / No)
No
Capacity
BANKING
Remarks
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
13 Aug 2011
Is an Executive Officer? (Yes / No)
No
Capacity
BANKING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
HO, WAI YAN JOANNE
:
Chinese Name of Relevant Individual
何慧欣
:
HKMA Registration Number
AF2449
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BARCLAYS BANK PLC
Type 1: dealing in securities
13 Aug 2011
No
BANKING
BARCLAYS BANK PLC
Type 6: advising on corporate finance
13 Aug 2011
No
BANKING