Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HARADA, MARK KEN
Chinese Name of Relevant Individual
HKMA Registration Number
AF2450
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Aug 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
17 Aug 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Aug 2011 - 14 Aug 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
13 Aug 2011 - 14 Aug 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HARADA, MARK KEN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF2450
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2450
BARCLAYS BANK PLC
Type 1: dealing in securities
17 Aug 2011
No
AF2450
BARCLAYS BANK PLC
Type 6: advising on corporate finance
17 Aug 2011
No
AF2450
BARCLAYS BANK PLC
Type 1: dealing in securities
13 Aug 2011 - 14 Aug 2011
No
AF2450
BARCLAYS BANK PLC
Type 6: advising on corporate finance
13 Aug 2011 - 14 Aug 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.