Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MAK, LAI KUAN
Chinese Name of Relevant Individual
麥麗君
HKMA Registration Number
AF2455
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Nov 2016 - 05 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Nov 2016 - 05 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Aug 2011 - 28 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Aug 2011 - 28 Sep 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MAK, LAI KUAN
:
Chinese Name of Relevant Individual
麥麗君
:
HKMA Registration Number
AF2455
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2455
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
10 Nov 2016 - 05 Jan 2017
No
AF2455
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
10 Nov 2016 - 05 Jan 2017
No
AF2455
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
13 Aug 2011 - 28 Sep 2016
No
AF2455
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
13 Aug 2011 - 28 Sep 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.