Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
JIM, CALVIN WAI KIT
Chinese Name of Relevant Individual
詹維傑
HKMA Registration Number
AF2493
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
12 Dec 2019 - 28 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jun 2016 - 28 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Feb 2015 - 02 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Feb 2015 - 02 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
10 Feb 2015 - 02 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Aug 2011 - 01 Oct 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
16 Aug 2011 - 01 Oct 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
JIM, CALVIN WAI KIT
:
Chinese Name of Relevant Individual
詹維傑
:
HKMA Registration Number
AF2493
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2493
UBS AG
Type 4: advising on securities
12 Dec 2019 - 28 Mar 2024
No
AF2493
UBS AG
Type 1: dealing in securities
03 Jun 2016 - 28 Mar 2024
No
AF2493
HANG SENG BANK, LIMITED
Type 1: dealing in securities
10 Feb 2015 - 02 Apr 2015
No
AF2493
HANG SENG BANK, LIMITED
Type 4: advising on securities
10 Feb 2015 - 02 Apr 2015
No
AF2493
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
10 Feb 2015 - 02 Apr 2015
No
AF2493
HANG SENG BANK, LIMITED
Type 1: dealing in securities
16 Aug 2011 - 01 Oct 2013
No
AF2493
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
16 Aug 2011 - 01 Oct 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.