Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
BEALE, DAVID WILLIAM
Chinese Name of Relevant Individual
HKMA Registration Number
AF2495
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Nov 2013 - 22 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Sep 2013 - 26 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
28 May 2013 - 31 May 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Feb 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Aug 2012 - 28 Aug 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Aug 2011 - 16 Aug 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
BEALE, DAVID WILLIAM
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF2495
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2495
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
20 Nov 2013 - 22 Nov 2013
No
AF2495
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
25 Sep 2013 - 26 Sep 2013
No
AF2495
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
28 May 2013 - 31 May 2013
No
AF2495
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
26 Feb 2013
No
AF2495
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
25 Aug 2012 - 28 Aug 2012
No
AF2495
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
12 Aug 2011 - 16 Aug 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.