Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LU, HSUEH-TA
Chinese Name of Relevant Individual
呂學達
HKMA Registration Number
AF2507
Other HKMA Registration Number(s)
AI1105
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Mar 2019 - 25 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
15 Mar 2019 - 25 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Aug 2011 - 14 Oct 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
15 Aug 2011 - 14 Oct 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
15 Aug 2011 - 14 Oct 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LU, HSUEH-TA
:
Chinese Name of Relevant Individual
呂學達
:
HKMA Registration Number
AF2507
:
Other HKMA Registration Number(s)
AI1105
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI1105
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
15 Mar 2019 - 25 Aug 2023
No
AI1105
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
15 Mar 2019 - 25 Aug 2023
No
AF2507
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
15 Aug 2011 - 14 Oct 2011
No
AF2507
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
15 Aug 2011 - 14 Oct 2011
No
AF2507
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
15 Aug 2011 - 14 Oct 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.