Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YAU, KWOK WONG
Chinese Name of Relevant Individual
邱國旺
HKMA Registration Number
AF2565
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2019 - 21 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2019 - 21 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Aug 2011 - 21 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Aug 2011 - 21 Apr 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YAU, KWOK WONG
:
Chinese Name of Relevant Individual
邱國旺
:
HKMA Registration Number
AF2565
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2565
CITIBANK, N.A.
Type 1: dealing in securities
01 Sep 2019 - 21 Apr 2023
No
AF2565
CITIBANK, N.A.
Type 4: advising on securities
01 Sep 2019 - 21 Apr 2023
No
AF2565
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 Aug 2011 - 21 Apr 2023
No
AF2565
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
20 Aug 2011 - 21 Apr 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.