Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
POK, JESSICA SUK MAN
Chinese Name of Relevant Individual
濮淑敏
HKMA Registration Number
AF2569
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jul 2013 - 15 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jul 2013 - 15 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Aug 2011 - 20 Jan 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
20 Aug 2011 - 20 Jan 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 9: asset management
Effective Period
20 Aug 2011 - 20 Jan 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
POK, JESSICA SUK MAN
:
Chinese Name of Relevant Individual
濮淑敏
:
HKMA Registration Number
AF2569
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2569
BARCLAYS BANK PLC
Type 1: dealing in securities
10 Jul 2013 - 15 Nov 2013
No
AF2569
BARCLAYS BANK PLC
Type 4: advising on securities
10 Jul 2013 - 15 Nov 2013
No
AF2569
BARCLAYS BANK PLC
Type 1: dealing in securities
20 Aug 2011 - 20 Jan 2012
No
AF2569
BARCLAYS BANK PLC
Type 4: advising on securities
20 Aug 2011 - 20 Jan 2012
No
AF2569
BARCLAYS BANK PLC
Type 9: asset management
20 Aug 2011 - 20 Jan 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
