Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, WAI CHUN
Chinese Name of Relevant Individual
劉偉駿
HKMA Registration Number
AF2570
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Nov 2022 - 01 Apr 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
16 Nov 2022 - 01 Apr 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 9: asset management
Effective Period
16 Nov 2022 - 01 Apr 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jul 2017 - 15 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jul 2017 - 15 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 9: asset management
Effective Period
26 Jul 2017 - 15 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Aug 2011 - 28 Sep 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
20 Aug 2011 - 28 Sep 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, WAI CHUN
:
Chinese Name of Relevant Individual
劉偉駿
:
HKMA Registration Number
AF2570
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2570
CREDIT SUISSE AG
Type 1: dealing in securities
16 Nov 2022 - 01 Apr 2024
Yes
AF2570
CREDIT SUISSE AG
Type 4: advising on securities
16 Nov 2022 - 01 Apr 2024
Yes
AF2570
CREDIT SUISSE AG
Type 9: asset management
16 Nov 2022 - 01 Apr 2024
Yes
AF2570
CREDIT SUISSE AG
Type 1: dealing in securities
26 Jul 2017 - 15 Nov 2022
No
AF2570
CREDIT SUISSE AG
Type 4: advising on securities
26 Jul 2017 - 15 Nov 2022
No
AF2570
CREDIT SUISSE AG
Type 9: asset management
26 Jul 2017 - 15 Nov 2022
No
AF2570
BARCLAYS BANK PLC
Type 1: dealing in securities
20 Aug 2011 - 28 Sep 2012
No
AF2570
BARCLAYS BANK PLC
Type 4: advising on securities
20 Aug 2011 - 28 Sep 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.