Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SO, YUK YAN
Chinese Name of Relevant Individual
蘇鈺欣
HKMA Registration Number
AF2574
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Aug 2018 - 21 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Aug 2018 - 21 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Feb 2013 - 31 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Feb 2013 - 31 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Aug 2011 - 01 Jan 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Aug 2011 - 01 Jan 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SO, YUK YAN
:
Chinese Name of Relevant Individual
蘇鈺欣
:
HKMA Registration Number
AF2574
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2574
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
02 Aug 2018 - 21 Dec 2021
No
AF2574
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
02 Aug 2018 - 21 Dec 2021
No
AF2574
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
06 Feb 2013 - 31 Dec 2017
No
AF2574
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
06 Feb 2013 - 31 Dec 2017
No
AF2574
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
20 Aug 2011 - 01 Jan 2013
No
AF2574
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
20 Aug 2011 - 01 Jan 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.