Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KIM, JEONG YEON
Chinese Name of Relevant Individual
HKMA Registration Number
AF2587
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Apr 2017 - 08 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
03 Apr 2017 - 08 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Nov 2016 - 02 Apr 2017
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
14 Nov 2016 - 02 Apr 2017
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
15 Sep 2015 - 13 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Apr 2013 - 13 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Mar 2013 - 22 Mar 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jan 2013 - 25 Feb 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Nov 2012 - 05 Dec 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Nov 2012 - 22 Nov 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Oct 2012 - 26 Oct 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Sep 2012 - 21 Sep 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jul 2012 - 13 Jul 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jun 2012 - 15 Jun 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
08 May 2012 - 20 May 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 25
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KIM, JEONG YEON
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF2587
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2587
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
03 Apr 2017 - 08 Jan 2018
No
AF2587
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
03 Apr 2017 - 08 Jan 2018
No
AF2587
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
14 Nov 2016 - 02 Apr 2017
Yes
AF2587
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
14 Nov 2016 - 02 Apr 2017
Yes
AF2587
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
15 Sep 2015 - 13 Nov 2016
No
AF2587
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
06 Apr 2013 - 13 Nov 2016
No
AF2587
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
12 Mar 2013 - 22 Mar 2013
No
AF2587
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
25 Jan 2013 - 25 Feb 2013
No
AF2587
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
30 Nov 2012 - 05 Dec 2012
No
AF2587
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
19 Nov 2012 - 22 Nov 2012
No
AF2587
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
19 Oct 2012 - 26 Oct 2012
No
AF2587
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
14 Sep 2012 - 21 Sep 2012
No
AF2587
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
10 Jul 2012 - 13 Jul 2012
No
AF2587
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
01 Jun 2012 - 15 Jun 2012
No
AF2587
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
08 May 2012 - 20 May 2012
No
AF2587
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
18 Apr 2012 - 20 Apr 2012
No
AF2587
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
23 Mar 2012 - 29 Mar 2012
No
AF2587
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
24 Feb 2012 - 09 Mar 2012
No
AF2587
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
07 Feb 2012 - 19 Feb 2012
No
AF2587
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
13 Jan 2012 - 20 Jan 2012
No
AF2587
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
24 Nov 2011 - 30 Nov 2011
No
AF2587
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
11 Nov 2011 - 15 Nov 2011
No
AF2587
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
21 Oct 2011 - 28 Oct 2011
No
AF2587
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
30 Sep 2011 - 11 Oct 2011
No
AF2587
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
22 Aug 2011 - 26 Aug 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.