Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YAU, YAT FAI
Chinese Name of Relevant Individual
邱逸暉
HKMA Registration Number
AF2609
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Aug 2018 - 01 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Aug 2018 - 01 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Dec 2013 - 13 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Dec 2013 - 13 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Dec 2011 - 01 Oct 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
24 Dec 2011 - 01 Oct 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Aug 2011 - 25 Nov 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Aug 2011 - 25 Nov 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YAU, YAT FAI
:
Chinese Name of Relevant Individual
邱逸暉
:
HKMA Registration Number
AF2609
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2609
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
16 Aug 2018 - 01 Jun 2023
No
AF2609
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
16 Aug 2018 - 01 Jun 2023
No
AF2609
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Dec 2013 - 13 Jul 2018
No
AF2609
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
05 Dec 2013 - 13 Jul 2018
No
AF2609
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
24 Dec 2011 - 01 Oct 2013
No
AF2609
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
24 Dec 2011 - 01 Oct 2013
No
AF2609
DAH SING BANK, LIMITED
Type 1: dealing in securities
23 Aug 2011 - 25 Nov 2011
No
AF2609
DAH SING BANK, LIMITED
Type 4: advising on securities
23 Aug 2011 - 25 Nov 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.