Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YIN, YUE
Chinese Name of Relevant Individual
殷悅
HKMA Registration Number
AF2610
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Nov 2022 - 26 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Nov 2022 - 26 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jan 2019 - 04 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jan 2019 - 04 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Nov 2013 - 15 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
01 Nov 2013 - 15 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Aug 2011 - 10 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
23 Aug 2011 - 10 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Aug 2011 - 10 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Aug 2011 - 10 Jun 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YIN, YUE
:
Chinese Name of Relevant Individual
殷悅
:
HKMA Registration Number
AF2610
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2610
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Nov 2022 - 26 Aug 2025
No
AF2610
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Nov 2022 - 26 Aug 2025
No
AF2610
BANK J. SAFRA SARASIN AG
Type 1: dealing in securities
08 Jan 2019 - 04 Jul 2019
No
AF2610
BANK J. SAFRA SARASIN AG
Type 4: advising on securities
08 Jan 2019 - 04 Jul 2019
No
AF2610
UBS AG
Type 1: dealing in securities
01 Nov 2013 - 15 Jan 2016
No
AF2610
UBS AG
Type 4: advising on securities
01 Nov 2013 - 15 Jan 2016
No
AF2610
CITIBANK, N.A.
Type 1: dealing in securities
23 Aug 2011 - 10 Jun 2013
No
AF2610
CITIBANK, N.A.
Type 4: advising on securities
23 Aug 2011 - 10 Jun 2013
No
AF2610
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
23 Aug 2011 - 10 Jun 2013
No
AF2610
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
23 Aug 2011 - 10 Jun 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.