Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SAXENA, NIMISHA
Chinese Name of Relevant Individual
HKMA Registration Number
AF2638
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
19 Dec 2012 - 29 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Dec 2012 - 29 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Aug 2011 - 29 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Aug 2011 - 29 Aug 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SAXENA, NIMISHA
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF2638
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2638
CITIBANK, N.A.
Type 4: advising on securities
19 Dec 2012 - 29 Aug 2014
No
AF2638
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
19 Dec 2012 - 29 Aug 2014
No
AF2638
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
30 Aug 2011 - 29 Aug 2014
No
AF2638
CITIBANK, N.A.
Type 1: dealing in securities
25 Aug 2011 - 29 Aug 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.