Register of Securities Staff of AIs

Last updated on 18/06/2026

Name of Relevant Individual

WON, YUN SHIN

Chinese Name of Relevant Individual

元允信

HKMA Registration Number

AF2651

Current Registration

Not Applicable

Business Address

Conditions

Registration History

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

HKMA Registration Number

A

Registered Institution

ROYAL BANK OF CANADA

Regulated Activity

Type 1: dealing in securities

Effective Period

07 Oct 2024 - 09 Oct 2024

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

ROYAL BANK OF CANADA

Regulated Activity

Type 4: advising on securities

Effective Period

07 Oct 2024 - 09 Oct 2024

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

UBS AG

Regulated Activity

Type 1: dealing in securities

Effective Period

21 Apr 2018 - 05 Aug 2022

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

UBS AG

Regulated Activity

Type 4: advising on securities

Effective Period

21 Apr 2018 - 05 Aug 2022

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

UBS AG

Regulated Activity

Type 7: providing automated trading services

Effective Period

21 Apr 2018 - 05 Aug 2022

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

UBS AG

Regulated Activity

Type 1: dealing in securities

Effective Period

12 Mar 2018 - 16 Mar 2018

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

UBS AG

Regulated Activity

Type 4: advising on securities

Effective Period

12 Mar 2018 - 16 Mar 2018

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

UBS AG

Regulated Activity

Type 1: dealing in securities

Effective Period

07 Mar 2017 - 12 Mar 2017

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

UBS AG

Regulated Activity

Type 4: advising on securities

Effective Period

07 Mar 2017 - 12 Mar 2017

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

UBS AG

Regulated Activity

Type 1: dealing in securities

Effective Period

27 Aug 2011 - 14 Feb 2013

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

UBS AG

Regulated Activity

Type 7: providing automated trading services

Effective Period

27 Aug 2011 - 14 Feb 2013

Is an Executive Officer? (Yes / No)

No

Records: 1-11 of 11

Public Disciplinary Actions

:

Name of Relevant Individual

WON, YUN SHIN

:

Chinese Name of Relevant Individual

元允信

:

HKMA Registration Number

AF2651

Not Applicable

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

AF2651

ROYAL BANK OF CANADA

Type 1: dealing in securities

07 Oct 2024 - 09 Oct 2024

No

AF2651

ROYAL BANK OF CANADA

Type 4: advising on securities

07 Oct 2024 - 09 Oct 2024

No

AF2651

UBS AG

Type 1: dealing in securities

21 Apr 2018 - 05 Aug 2022

No

AF2651

UBS AG

Type 4: advising on securities

21 Apr 2018 - 05 Aug 2022

No

AF2651

UBS AG

Type 7: providing automated trading services

21 Apr 2018 - 05 Aug 2022

No

AF2651

UBS AG

Type 1: dealing in securities

12 Mar 2018 - 16 Mar 2018

No

AF2651

UBS AG

Type 4: advising on securities

12 Mar 2018 - 16 Mar 2018

No

AF2651

UBS AG

Type 1: dealing in securities

07 Mar 2017 - 12 Mar 2017

No

AF2651

UBS AG

Type 4: advising on securities

07 Mar 2017 - 12 Mar 2017

No

AF2651

UBS AG

Type 1: dealing in securities

27 Aug 2011 - 14 Feb 2013

No

AF2651

UBS AG

Type 7: providing automated trading services

27 Aug 2011 - 14 Feb 2013

No