Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
POON, YIN CHUN FREDERICK
Chinese Name of Relevant Individual
潘賢俊
HKMA Registration Number
AF2662
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
ING BANK N.V.
Regulated Activity
Type 1: dealing in securities
First date of engagement
03 Jan 2023
Is an Executive Officer? (Yes / No)
No
Capacity
DIRECTOR, FINANCIAL MARKETS SALES
Remarks
Registered Institution
ING BANK N.V.
Regulated Activity
Type 4: advising on securities
First date of engagement
03 Jan 2023
Is an Executive Officer? (Yes / No)
No
Capacity
DIRECTOR, FINANCIAL MARKETS SALES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
ING BANK N.V.
SFC CE number
AAI460
Business Address
8TH FLOOR, THREE PACIFIC PLACE, 1 QUEEN'S ROAD EAST, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ING BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 03 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ING BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 03 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jul 2012 - 11 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jul 2012 - 11 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Aug 2011 - 11 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Aug 2011 - 11 Dec 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
POON, YIN CHUN FREDERICK
:
Chinese Name of Relevant Individual
潘賢俊
:
HKMA Registration Number
AF2662
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
ING BANK N.V.
Type 1: dealing in securities
03 Jan 2023
No
DIRECTOR, FINANCIAL MARKETS SALES
ING BANK N.V.
Type 4: advising on securities
03 Jan 2023
No
DIRECTOR, FINANCIAL MARKETS SALES
Name of Registered Institution
SFC CE number
Business Address
ING BANK N.V.
AAI460
8TH FLOOR, THREE PACIFIC PLACE, 1 QUEEN'S ROAD EAST, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2662
ING BANK N.V.
Type 1: dealing in securities
Since 03 Jan 2023
No
AF2662
ING BANK N.V.
Type 4: advising on securities
Since 03 Jan 2023
No
AF2662
DBS BANK LTD.
Type 1: dealing in securities
19 Jul 2012 - 11 Dec 2022
No
AF2662
DBS BANK LTD.
Type 4: advising on securities
19 Jul 2012 - 11 Dec 2022
No
AF2662
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 Aug 2011 - 11 Dec 2022
No
AF2662
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
27 Aug 2011 - 11 Dec 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
