Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MORI, KAZUHISA
Chinese Name of Relevant Individual
HKMA Registration Number
AF2669
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
12 Mar 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
11 Dec 2012 - 13 Dec 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jul 2012 - 24 Jul 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
28 Aug 2011 - 03 Sep 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MORI, KAZUHISA
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF2669
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2669
BARCLAYS BANK PLC
Type 4: advising on securities
12 Mar 2013
No
AF2669
BARCLAYS BANK PLC
Type 4: advising on securities
11 Dec 2012 - 13 Dec 2012
No
AF2669
BARCLAYS BANK PLC
Type 4: advising on securities
22 Jul 2012 - 24 Jul 2012
No
AF2669
BARCLAYS BANK PLC
Type 4: advising on securities
28 Aug 2011 - 03 Sep 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.