Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WAN, HUI-JU
Chinese Name of Relevant Individual
萬蕙茹
HKMA Registration Number
AF2677
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Oct 2017 - 30 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
27 Oct 2017 - 30 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Oct 2013 - 28 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Aug 2011 - 11 Sep 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WAN, HUI-JU
:
Chinese Name of Relevant Individual
萬蕙茹
:
HKMA Registration Number
AF2677
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2677
EFG BANK AG
Type 1: dealing in securities
27 Oct 2017 - 30 Apr 2018
No
AF2677
EFG BANK AG
Type 4: advising on securities
27 Oct 2017 - 30 Apr 2018
No
AF2677
CREDIT AGRICOLE (SUISSE) SA
Type 1: dealing in securities
11 Oct 2013 - 28 Feb 2014
No
AF2677
UBS AG
Type 1: dealing in securities
30 Aug 2011 - 11 Sep 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.