Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YANG, DONGFANG
Chinese Name of Relevant Individual
楊東方
HKMA Registration Number
AF2689
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
06 Jun 2023
Is an Executive Officer? (Yes / No)
No
Capacity
SEGMENT HEAD, LIABILITIES, SME BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
06 Jun 2023
Is an Executive Officer? (Yes / No)
No
Capacity
SEGMENT HEAD, LIABILITIES, SME BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
06 Jun 2023
Is an Executive Officer? (Yes / No)
No
Capacity
SEGMENT HEAD, LIABILITIES, SME BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
06 Jun 2023
Is an Executive Officer? (Yes / No)
No
Capacity
SEGMENT HEAD, LIABILITIES, SME BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Name of Registered Institution
DBS BANK LTD.
SFC CE number
AAC212
Business Address
G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 06 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 06 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 06 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 06 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Sep 2022 - 16 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
09 Sep 2022 - 16 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 May 2021 - 26 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 May 2021 - 26 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 May 2021 - 26 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 May 2021 - 26 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jun 2013 - 15 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jun 2013 - 15 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Aug 2011 - 22 Feb 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Aug 2011 - 22 Feb 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YANG, DONGFANG
:
Chinese Name of Relevant Individual
楊東方
:
HKMA Registration Number
AF2689
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Jun 2023
No
SEGMENT HEAD, LIABILITIES, SME BANKING
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
06 Jun 2023
No
SEGMENT HEAD, LIABILITIES, SME BANKING
DBS BANK LTD.
Type 1: dealing in securities
06 Jun 2023
No
SEGMENT HEAD, LIABILITIES, SME BANKING
DBS BANK LTD.
Type 4: advising on securities
06 Jun 2023
No
SEGMENT HEAD, LIABILITIES, SME BANKING
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
DBS BANK LTD.
AAC212
G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2689
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 06 Jun 2023
No
AF2689
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 06 Jun 2023
No
AF2689
DBS BANK LTD.
Type 1: dealing in securities
Since 06 Jun 2023
No
AF2689
DBS BANK LTD.
Type 4: advising on securities
Since 06 Jun 2023
No
AF2689
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
09 Sep 2022 - 16 Oct 2022
No
AF2689
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
09 Sep 2022 - 16 Oct 2022
No
AF2689
CITIBANK, N.A.
Type 1: dealing in securities
01 May 2021 - 26 May 2022
No
AF2689
CITIBANK, N.A.
Type 4: advising on securities
01 May 2021 - 26 May 2022
No
AF2689
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
01 May 2021 - 26 May 2022
No
AF2689
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
01 May 2021 - 26 May 2022
No
AF2689
CITIBANK, N.A.
Type 1: dealing in securities
06 Jun 2013 - 15 Nov 2019
No
AF2689
CITIBANK, N.A.
Type 4: advising on securities
06 Jun 2013 - 15 Nov 2019
No
AF2689
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
30 Aug 2011 - 22 Feb 2012
No
AF2689
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 4: advising on securities
30 Aug 2011 - 22 Feb 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.