Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAU, LING
Chinese Name of Relevant Individual
周凌
HKMA Registration Number
AF2742
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BSI LTD
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Mar 2014 - 20 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BSI LTD
Regulated Activity
Type 4: advising on securities
Effective Period
04 Mar 2014 - 20 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2011 - 04 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
01 Sep 2011 - 04 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2011 - 04 Feb 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAU, LING
:
Chinese Name of Relevant Individual
周凌
:
HKMA Registration Number
AF2742
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2742
BSI LTD
Type 1: dealing in securities
04 Mar 2014 - 20 May 2016
No
AF2742
BSI LTD
Type 4: advising on securities
04 Mar 2014 - 20 May 2016
No
AF2742
BANK OF CHINA INTERNATIONAL LIMITED
Type 1: dealing in securities
01 Sep 2011 - 04 Feb 2014
No
AF2742
BANK OF CHINA INTERNATIONAL LIMITED
Type 2: dealing in futures contracts
01 Sep 2011 - 04 Feb 2014
No
AF2742
BANK OF CHINA INTERNATIONAL LIMITED
Type 4: advising on securities
01 Sep 2011 - 04 Feb 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.