Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, SZE KEI
Chinese Name of Relevant Individual
黃詩琪
HKMA Registration Number
AF2746
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Oct 2017 - 05 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Oct 2017 - 05 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Oct 2017 - 05 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
27 Oct 2017 - 05 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
27 May 2015 - 12 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Sep 2011 - 26 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 7: providing automated trading services
Effective Period
02 Sep 2011 - 26 Jan 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, SZE KEI
:
Chinese Name of Relevant Individual
黃詩琪
:
HKMA Registration Number
AF2746
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2746
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 Oct 2017 - 05 May 2026
No
AF2746
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
27 Oct 2017 - 05 May 2026
No
AF2746
DBS BANK LTD.
Type 1: dealing in securities
27 Oct 2017 - 05 May 2026
No
AF2746
DBS BANK LTD.
Type 4: advising on securities
27 Oct 2017 - 05 May 2026
No
AF2746
BARCLAYS BANK PLC
Type 1: dealing in securities
27 May 2015 - 12 Jul 2017
No
AF2746
UBS AG
Type 1: dealing in securities
02 Sep 2011 - 26 Jan 2015
No
AF2746
UBS AG
Type 7: providing automated trading services
02 Sep 2011 - 26 Jan 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.