Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
JOBANPUTRA, JAYANT
Chinese Name of Relevant Individual
HKMA Registration Number
AF2787
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 1: dealing in securities
First date of engagement
11 Jan 2017
Is an Executive Officer? (Yes / No)
Yes
Capacity
SENIOR VICE PRESIDENT, TD BANK GROUP AND EXECUTIVE MANAGING DIRECTOR & REGIONAL HEAD, ASIA-PACIFIC, TD SECURITIES
Remarks
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 4: advising on securities
First date of engagement
11 Jan 2017
Is an Executive Officer? (Yes / No)
Yes
Capacity
SENIOR VICE PRESIDENT, TD BANK GROUP AND EXECUTIVE MANAGING DIRECTOR & REGIONAL HEAD, ASIA-PACIFIC, TD SECURITIES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
TORONTO-DOMINION BANK
SFC CE number
AAO318
Business Address
SUITE 1211, TWO PACIFIC PLACE, 88 QUEENSWAY, HONG KONG.
Conditions
Registered Institution
Effective Date
Description
1
Registered Institution
TORONTO-DOMINION BANK
Effective Date
11 Jan 2017
Description
For Types 1 and 4 regulated activities, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of TORONTO-DOMINION BANK not subject to a similar condition.
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 11 Jan 2017
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 4: advising on securities
Effective Period
Since 11 Jan 2017
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Apr 2012 - 17 Apr 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 4: advising on securities
Effective Period
16 Apr 2012 - 17 Apr 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Sep 2011 - 08 Sep 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 4: advising on securities
Effective Period
06 Sep 2011 - 08 Sep 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
JOBANPUTRA, JAYANT
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF2787
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
TORONTO-DOMINION BANK
Type 1: dealing in securities
11 Jan 2017
Yes
SENIOR VICE PRESIDENT, TD BANK GROUP AND EXECUTIVE MANAGING DIRECTOR & REGIONAL HEAD, ASIA-PACIFIC, TD SECURITIES
TORONTO-DOMINION BANK
Type 4: advising on securities
11 Jan 2017
Yes
SENIOR VICE PRESIDENT, TD BANK GROUP AND EXECUTIVE MANAGING DIRECTOR & REGIONAL HEAD, ASIA-PACIFIC, TD SECURITIES
Name of Registered Institution
SFC CE number
Business Address
TORONTO-DOMINION BANK
AAO318
SUITE 1211, TWO PACIFIC PLACE, 88 QUEENSWAY, HONG KONG.
Registered Institution
Effective Date
Description
TORONTO-DOMINION BANK
1
11 Jan 2017
For Types 1 and 4 regulated activities, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of TORONTO-DOMINION BANK not subject to a similar condition.
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2787
TORONTO-DOMINION BANK
Type 1: dealing in securities
Since 11 Jan 2017
Yes
AF2787
TORONTO-DOMINION BANK
Type 4: advising on securities
Since 11 Jan 2017
Yes
AF2787
TORONTO-DOMINION BANK
Type 1: dealing in securities
16 Apr 2012 - 17 Apr 2012
No
AF2787
TORONTO-DOMINION BANK
Type 4: advising on securities
16 Apr 2012 - 17 Apr 2012
No
AF2787
TORONTO-DOMINION BANK
Type 1: dealing in securities
06 Sep 2011 - 08 Sep 2011
No
AF2787
TORONTO-DOMINION BANK
Type 4: advising on securities
06 Sep 2011 - 08 Sep 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.