Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, WAI YIN
Chinese Name of Relevant Individual
吳慧妍
HKMA Registration Number
AF2825
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Feb 2013 - 10 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Feb 2013 - 10 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
06 Feb 2013 - 10 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Sep 2011 - 11 Nov 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
07 Sep 2011 - 11 Nov 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, WAI YIN
:
Chinese Name of Relevant Individual
吳慧妍
:
HKMA Registration Number
AF2825
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2825
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Feb 2013 - 10 Nov 2013
No
AF2825
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
06 Feb 2013 - 10 Nov 2013
No
AF2825
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
06 Feb 2013 - 10 Nov 2013
No
AF2825
HANG SENG BANK, LIMITED
Type 1: dealing in securities
07 Sep 2011 - 11 Nov 2012
No
AF2825
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
07 Sep 2011 - 11 Nov 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.