Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
GODMAN, DOMINIC CHARLES SHERARD
Chinese Name of Relevant Individual
HKMA Registration Number
AF2828
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Nov 2015 - 02 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
30 Nov 2015 - 02 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Oct 2015 - 15 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
12 Oct 2015 - 15 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Sep 2015 - 17 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
15 Sep 2015 - 17 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jun 2015 - 19 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jun 2015 - 19 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Apr 2015 - 16 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
14 Apr 2015 - 16 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Mar 2015 - 17 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
16 Mar 2015 - 17 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jan 2015 - 29 Jan 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 54
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
GODMAN, DOMINIC CHARLES SHERARD
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF2828
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2828
BARCLAYS BANK PLC
Type 1: dealing in securities
30 Nov 2015 - 02 Dec 2015
No
AF2828
BARCLAYS BANK PLC
Type 4: advising on securities
30 Nov 2015 - 02 Dec 2015
No
AF2828
BARCLAYS BANK PLC
Type 1: dealing in securities
12 Oct 2015 - 15 Oct 2015
No
AF2828
BARCLAYS BANK PLC
Type 4: advising on securities
12 Oct 2015 - 15 Oct 2015
No
AF2828
BARCLAYS BANK PLC
Type 1: dealing in securities
15 Sep 2015 - 17 Sep 2015
No
AF2828
BARCLAYS BANK PLC
Type 4: advising on securities
15 Sep 2015 - 17 Sep 2015
No
AF2828
BARCLAYS BANK PLC
Type 1: dealing in securities
22 Jul 2015
No
AF2828
BARCLAYS BANK PLC
Type 4: advising on securities
22 Jul 2015
No
AF2828
BARCLAYS BANK PLC
Type 1: dealing in securities
17 Jun 2015 - 19 Jun 2015
No
AF2828
BARCLAYS BANK PLC
Type 4: advising on securities
17 Jun 2015 - 19 Jun 2015
No
AF2828
BARCLAYS BANK PLC
Type 1: dealing in securities
14 Apr 2015 - 16 Apr 2015
No
AF2828
BARCLAYS BANK PLC
Type 4: advising on securities
14 Apr 2015 - 16 Apr 2015
No
AF2828
BARCLAYS BANK PLC
Type 1: dealing in securities
16 Mar 2015 - 17 Mar 2015
No
AF2828
BARCLAYS BANK PLC
Type 4: advising on securities
16 Mar 2015 - 17 Mar 2015
No
AF2828
BARCLAYS BANK PLC
Type 1: dealing in securities
27 Jan 2015 - 29 Jan 2015
No
AF2828
BARCLAYS BANK PLC
Type 4: advising on securities
27 Jan 2015 - 29 Jan 2015
No
AF2828
BARCLAYS BANK PLC
Type 1: dealing in securities
19 Nov 2014 - 21 Nov 2014
No
AF2828
BARCLAYS BANK PLC
Type 4: advising on securities
19 Nov 2014 - 21 Nov 2014
No
AF2828
BARCLAYS BANK PLC
Type 1: dealing in securities
04 Oct 2014 - 03 Oct 2014
No
AF2828
BARCLAYS BANK PLC
Type 4: advising on securities
04 Oct 2014 - 03 Oct 2014
No
AF2828
BARCLAYS BANK PLC
Type 1: dealing in securities
01 Sep 2014 - 03 Sep 2014
No
AF2828
BARCLAYS BANK PLC
Type 4: advising on securities
01 Sep 2014 - 03 Sep 2014
No
AF2828
BARCLAYS BANK PLC
Type 1: dealing in securities
24 Jun 2014 - 26 Jun 2014
No
AF2828
BARCLAYS BANK PLC
Type 4: advising on securities
24 Jun 2014 - 26 Jun 2014
No
AF2828
BARCLAYS BANK PLC
Type 1: dealing in securities
26 May 2014 - 27 May 2014
No
AF2828
BARCLAYS BANK PLC
Type 4: advising on securities
26 May 2014 - 27 May 2014
No
AF2828
BARCLAYS BANK PLC
Type 1: dealing in securities
07 Apr 2014 - 09 Apr 2014
No
AF2828
BARCLAYS BANK PLC
Type 4: advising on securities
07 Apr 2014 - 09 Apr 2014
No
AF2828
BARCLAYS BANK PLC
Type 1: dealing in securities
03 Mar 2014 - 05 Mar 2014
No
AF2828
BARCLAYS BANK PLC
Type 4: advising on securities
03 Mar 2014 - 05 Mar 2014
No
AF2828
BARCLAYS BANK PLC
Type 1: dealing in securities
03 Dec 2013
No
AF2828
BARCLAYS BANK PLC
Type 4: advising on securities
03 Dec 2013
No
AF2828
BARCLAYS BANK PLC
Type 1: dealing in securities
02 Sep 2013 - 04 Sep 2013
No
AF2828
BARCLAYS BANK PLC
Type 4: advising on securities
02 Sep 2013 - 04 Sep 2013
No
AF2828
BARCLAYS BANK PLC
Type 1: dealing in securities
23 Jan 2013 - 25 Jan 2013
No
AF2828
BARCLAYS BANK PLC
Type 4: advising on securities
23 Jan 2013 - 25 Jan 2013
No
AF2828
BARCLAYS BANK PLC
Type 1: dealing in securities
12 Dec 2012 - 14 Dec 2012
No
AF2828
BARCLAYS BANK PLC
Type 4: advising on securities
12 Dec 2012 - 14 Dec 2012
No
AF2828
BARCLAYS BANK PLC
Type 1: dealing in securities
16 Oct 2012 - 18 Oct 2012
No
AF2828
BARCLAYS BANK PLC
Type 4: advising on securities
16 Oct 2012 - 18 Oct 2012
No
AF2828
BARCLAYS BANK PLC
Type 1: dealing in securities
01 Aug 2012 - 03 Aug 2012
No
AF2828
BARCLAYS BANK PLC
Type 4: advising on securities
01 Aug 2012 - 03 Aug 2012
No
AF2828
BARCLAYS BANK PLC
Type 1: dealing in securities
09 May 2012 - 11 May 2012
No
AF2828
BARCLAYS BANK PLC
Type 4: advising on securities
09 May 2012 - 11 May 2012
No
AF2828
BARCLAYS BANK PLC
Type 1: dealing in securities
28 Mar 2012 - 30 Mar 2012
No
AF2828
BARCLAYS BANK PLC
Type 4: advising on securities
28 Mar 2012 - 30 Mar 2012
No
AF2828
BARCLAYS BANK PLC
Type 1: dealing in securities
15 Feb 2012 - 17 Feb 2012
No
AF2828
BARCLAYS BANK PLC
Type 4: advising on securities
15 Feb 2012 - 17 Feb 2012
No
AF2828
BARCLAYS BANK PLC
Type 1: dealing in securities
29 Nov 2011 - 01 Dec 2011
No
AF2828
BARCLAYS BANK PLC
Type 4: advising on securities
29 Nov 2011 - 01 Dec 2011
No
AF2828
BARCLAYS BANK PLC
Type 1: dealing in securities
17 Oct 2011 - 19 Oct 2011
No
AF2828
BARCLAYS BANK PLC
Type 4: advising on securities
17 Oct 2011 - 19 Oct 2011
No
AF2828
BARCLAYS BANK PLC
Type 1: dealing in securities
07 Sep 2011 - 09 Sep 2011
No
AF2828
BARCLAYS BANK PLC
Type 4: advising on securities
07 Sep 2011 - 09 Sep 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.