Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, SHEK WING
Chinese Name of Relevant Individual
黃錫榮
HKMA Registration Number
AF2838
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
15 Sep 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SALES MANAGEMENT
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
15 Sep 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SALES MANAGEMENT
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
First date of engagement
15 Sep 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SALES MANAGEMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
HANG SENG BANK, LIMITED
SFC CE number
AAH297
Business Address
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 15 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 15 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
Since 15 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Feb 2025 - 14 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Feb 2025 - 14 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 May 2023 - 20 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 May 2023 - 20 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
08 May 2023 - 20 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jun 2021 - 12 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jun 2021 - 12 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jan 2016 - 09 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jan 2016 - 09 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Sep 2011 - 15 Sep 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, SHEK WING
:
Chinese Name of Relevant Individual
黃錫榮
:
HKMA Registration Number
AF2838
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HANG SENG BANK, LIMITED
Type 1: dealing in securities
15 Sep 2025
No
SALES MANAGEMENT
HANG SENG BANK, LIMITED
Type 4: advising on securities
15 Sep 2025
No
SALES MANAGEMENT
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
15 Sep 2025
No
SALES MANAGEMENT
Name of Registered Institution
SFC CE number
Business Address
HANG SENG BANK, LIMITED
AAH297
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2838
HANG SENG BANK, LIMITED
Type 1: dealing in securities
Since 15 Sep 2025
No
AF2838
HANG SENG BANK, LIMITED
Type 4: advising on securities
Since 15 Sep 2025
No
AF2838
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
Since 15 Sep 2025
No
AF2838
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
06 Feb 2025 - 14 May 2025
No
AF2838
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
06 Feb 2025 - 14 May 2025
No
AF2838
HANG SENG BANK, LIMITED
Type 1: dealing in securities
08 May 2023 - 20 Dec 2024
No
AF2838
HANG SENG BANK, LIMITED
Type 4: advising on securities
08 May 2023 - 20 Dec 2024
No
AF2838
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
08 May 2023 - 20 Dec 2024
No
AF2838
DAH SING BANK, LIMITED
Type 1: dealing in securities
18 Jun 2021 - 12 Apr 2023
No
AF2838
DAH SING BANK, LIMITED
Type 4: advising on securities
18 Jun 2021 - 12 Apr 2023
No
AF2838
CHONG HING BANK LIMITED
Type 1: dealing in securities
23 Jan 2016 - 09 Feb 2017
No
AF2838
CHONG HING BANK LIMITED
Type 4: advising on securities
23 Jan 2016 - 09 Feb 2017
No
AF2838
ROYAL BANK OF CANADA
Type 1: dealing in securities
08 Sep 2011 - 15 Sep 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.