Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YU, HAINING
Chinese Name of Relevant Individual
俞海寧
HKMA Registration Number
AF2853
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jun 2017 - 24 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jun 2017 - 24 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jun 2017 - 24 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jun 2017 - 24 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jan 2014 - 21 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Sep 2011 - 21 Apr 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YU, HAINING
:
Chinese Name of Relevant Individual
俞海寧
:
HKMA Registration Number
AF2853
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2853
CITIBANK, N.A.
Type 1: dealing in securities
07 Jun 2017 - 24 May 2018
No
AF2853
CITIBANK, N.A.
Type 4: advising on securities
07 Jun 2017 - 24 May 2018
No
AF2853
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
07 Jun 2017 - 24 May 2018
No
AF2853
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
07 Jun 2017 - 24 May 2018
No
AF2853
UBS AG
Type 4: advising on securities
08 Jan 2014 - 21 Apr 2017
No
AF2853
UBS AG
Type 1: dealing in securities
09 Sep 2011 - 21 Apr 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.