Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, SIGISMOND SE-GID
Chinese Name of Relevant Individual
李詩傑
HKMA Registration Number
AF2870
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
21 Oct 2015 - 11 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Nov 2013 - 11 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Nov 2013 - 11 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Sep 2011 - 03 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Sep 2011 - 03 Sep 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, SIGISMOND SE-GID
:
Chinese Name of Relevant Individual
李詩傑
:
HKMA Registration Number
AF2870
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2870
BANK OF CHINA INTERNATIONAL LIMITED
Type 2: dealing in futures contracts
21 Oct 2015 - 11 Jun 2017
No
AF2870
BANK OF CHINA INTERNATIONAL LIMITED
Type 1: dealing in securities
30 Nov 2013 - 11 Jun 2017
No
AF2870
BANK OF CHINA INTERNATIONAL LIMITED
Type 4: advising on securities
30 Nov 2013 - 11 Jun 2017
No
AF2870
HSBC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
10 Sep 2011 - 03 Sep 2013
No
AF2870
HSBC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
10 Sep 2011 - 03 Sep 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.