Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YEAK, HAY LUM
Chinese Name of Relevant Individual
叶慧蘭
HKMA Registration Number
AF2907
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Sep 2012 - 18 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
05 Sep 2012 - 18 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Sep 2012 - 18 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Sep 2012 - 18 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Mar 2012 - 31 Aug 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
23 Mar 2012 - 31 Aug 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Mar 2012 - 31 Aug 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Mar 2012 - 31 Aug 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Sep 2011 - 12 Mar 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
13 Sep 2011 - 12 Mar 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Sep 2011 - 12 Mar 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Sep 2011 - 12 Mar 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YEAK, HAY LUM
:
Chinese Name of Relevant Individual
叶慧蘭
:
HKMA Registration Number
AF2907
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2907
CITIBANK, N.A.
Type 1: dealing in securities
05 Sep 2012 - 18 Sep 2013
No
AF2907
CITIBANK, N.A.
Type 4: advising on securities
05 Sep 2012 - 18 Sep 2013
No
AF2907
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
05 Sep 2012 - 18 Sep 2013
No
AF2907
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
05 Sep 2012 - 18 Sep 2013
No
AF2907
CITIBANK, N.A.
Type 1: dealing in securities
23 Mar 2012 - 31 Aug 2012
No
AF2907
CITIBANK, N.A.
Type 4: advising on securities
23 Mar 2012 - 31 Aug 2012
No
AF2907
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
23 Mar 2012 - 31 Aug 2012
No
AF2907
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
23 Mar 2012 - 31 Aug 2012
No
AF2907
CITIBANK, N.A.
Type 1: dealing in securities
13 Sep 2011 - 12 Mar 2012
No
AF2907
CITIBANK, N.A.
Type 4: advising on securities
13 Sep 2011 - 12 Mar 2012
No
AF2907
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
13 Sep 2011 - 12 Mar 2012
No
AF2907
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
13 Sep 2011 - 12 Mar 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.