Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TUNG, PETER TZE-CHUNG
Chinese Name of Relevant Individual
童致中
HKMA Registration Number
AF2917
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
06 Oct 2022
Is an Executive Officer? (Yes / No)
Yes
Capacity
MANAGING DIRECTOR & REGIONAL HEAD, PRIVATE BANKING, GREATER CHINA AND NORTH ASIA
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
06 Oct 2022
Is an Executive Officer? (Yes / No)
Yes
Capacity
MANAGING DIRECTOR & REGIONAL HEAD, PRIVATE BANKING, GREATER CHINA AND NORTH ASIA
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
SFC CE number
AJI614
Business Address
32ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 02 Mar 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 02 Mar 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Oct 2022 - 01 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Oct 2022 - 01 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Nov 2021 - 29 Apr 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Nov 2021 - 29 Apr 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
Effective Period
19 Nov 2021 - 29 Apr 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Aug 2014 - 17 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
16 May 2014 - 17 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jun 2012 - 19 Aug 2014
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Sep 2011 - 14 Jun 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TUNG, PETER TZE-CHUNG
:
Chinese Name of Relevant Individual
童致中
:
HKMA Registration Number
AF2917
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Oct 2022
Yes
MANAGING DIRECTOR & REGIONAL HEAD, PRIVATE BANKING, GREATER CHINA AND NORTH ASIA
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
06 Oct 2022
Yes
MANAGING DIRECTOR & REGIONAL HEAD, PRIVATE BANKING, GREATER CHINA AND NORTH ASIA
Name of Registered Institution
SFC CE number
Business Address
STANDARD CHARTERED BANK (HONG KONG) LIMITED
AJI614
32ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2917
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 02 Mar 2023
Yes
AF2917
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 02 Mar 2023
Yes
AF2917
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Oct 2022 - 01 Mar 2023
No
AF2917
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
06 Oct 2022 - 01 Mar 2023
No
AF2917
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 Nov 2021 - 29 Apr 2022
Yes
AF2917
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
19 Nov 2021 - 29 Apr 2022
Yes
AF2917
DBS BANK (HONG KONG) LIMITED
Type 9: asset management
19 Nov 2021 - 29 Apr 2022
Yes
AF2917
UBS AG
Type 1: dealing in securities
20 Aug 2014 - 17 Nov 2014
No
AF2917
UBS AG
Type 4: advising on securities
16 May 2014 - 17 Nov 2014
No
AF2917
UBS AG
Type 1: dealing in securities
15 Jun 2012 - 19 Aug 2014
Yes
AF2917
UBS AG
Type 1: dealing in securities
15 Sep 2011 - 14 Jun 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.