Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, SHUN YIN
Chinese Name of Relevant Individual
黃順然
HKMA Registration Number
AF2921
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Aug 2013 - 19 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Aug 2013 - 19 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jun 2012 - 04 Jul 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jun 2012 - 04 Jul 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Sep 2011 - 02 Feb 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
15 Sep 2011 - 02 Feb 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, SHUN YIN
:
Chinese Name of Relevant Individual
黃順然
:
HKMA Registration Number
AF2921
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2921
WING LUNG BANK LIMITED
Type 1: dealing in securities
24 Aug 2013 - 19 Sep 2013
No
AF2921
WING LUNG BANK LIMITED
Type 4: advising on securities
24 Aug 2013 - 19 Sep 2013
No
AF2921
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
15 Jun 2012 - 04 Jul 2012
No
AF2921
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
15 Jun 2012 - 04 Jul 2012
No
AF2921
HANG SENG BANK, LIMITED
Type 1: dealing in securities
15 Sep 2011 - 02 Feb 2012
No
AF2921
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
15 Sep 2011 - 02 Feb 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
