Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAM, LAI KING PEGGY
Chinese Name of Relevant Individual
譚麗
HKMA Registration Number
AF2924
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
14 Jul 2017 - 02 Dec 2018
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 May 2013 - 02 Dec 2018
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Sep 2011 - 02 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
15 Sep 2011 - 13 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Sep 2011 - 08 May 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAM, LAI KING PEGGY
:
Chinese Name of Relevant Individual
譚麗
:
HKMA Registration Number
AF2924
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2924
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
14 Jul 2017 - 02 Dec 2018
Yes
AF2924
HANG SENG BANK, LIMITED
Type 1: dealing in securities
09 May 2013 - 02 Dec 2018
Yes
AF2924
HANG SENG BANK, LIMITED
Type 4: advising on securities
15 Sep 2011 - 02 Dec 2018
No
AF2924
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
15 Sep 2011 - 13 Jul 2017
No
AF2924
HANG SENG BANK, LIMITED
Type 1: dealing in securities
15 Sep 2011 - 08 May 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.