Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, HO YIN
Chinese Name of Relevant Individual
李浩賢
HKMA Registration Number
AF2948
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Nov 2012 - 18 Mar 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Nov 2012 - 18 Mar 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Sep 2011 - 03 Jul 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Sep 2011 - 03 Jul 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, HO YIN
:
Chinese Name of Relevant Individual
李浩賢
:
HKMA Registration Number
AF2948
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2948
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
10 Nov 2012 - 18 Mar 2013
No
AF2948
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
10 Nov 2012 - 18 Mar 2013
No
AF2948
CHONG HING BANK LIMITED
Type 1: dealing in securities
16 Sep 2011 - 03 Jul 2012
No
AF2948
CHONG HING BANK LIMITED
Type 4: advising on securities
16 Sep 2011 - 03 Jul 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.