Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MARRAN, CRAIG ROBERT
Chinese Name of Relevant Individual
HKMA Registration Number
AF2962
Other HKMA Registration Number(s)
AA6754
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF NOVA SCOTIA (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Mar 2024 - 05 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NOVA SCOTIA (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
04 Mar 2024 - 05 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NOVA SCOTIA (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Sep 2011 - 31 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NOVA SCOTIA (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
17 Sep 2011 - 31 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NOVA SCOTIA (THE)
Regulated Activity
Type 6: advising on corporate finance
Effective Period
17 Sep 2011 - 25 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIONAL AUSTRALIA BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jun 2005 - 20 Feb 2007
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
NATIONAL AUSTRALIA BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 21 Jun 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MARRAN, CRAIG ROBERT
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF2962
:
Other HKMA Registration Number(s)
AA6754
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF2962
BANK OF NOVA SCOTIA (THE)
Type 1: dealing in securities
04 Mar 2024 - 05 Mar 2024
No
AF2962
BANK OF NOVA SCOTIA (THE)
Type 4: advising on securities
04 Mar 2024 - 05 Mar 2024
No
AF2962
BANK OF NOVA SCOTIA (THE)
Type 1: dealing in securities
17 Sep 2011 - 31 Dec 2023
No
AF2962
BANK OF NOVA SCOTIA (THE)
Type 4: advising on securities
17 Sep 2011 - 31 Dec 2023
No
AF2962
BANK OF NOVA SCOTIA (THE)
Type 6: advising on corporate finance
17 Sep 2011 - 25 Sep 2020
No
AA6754
NATIONAL AUSTRALIA BANK, LIMITED
Type 1: dealing in securities
22 Jun 2005 - 20 Feb 2007
Yes
AA6754
NATIONAL AUSTRALIA BANK, LIMITED
Type 1: dealing in securities
01 Apr 2003 - 21 Jun 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
